Learn How to Use the HUMANS Framework to Create Policies That are Adopted and Endorsed
Rules and policies are created to drive or enforce behavioral changes on a large scale. Often, policies are created without considering the behavioral factors that affect decision-making. There are three factors that influence behavior that always need to be considered:
- Mental bandwidth: We have limited cognitive resources, so we rely on mental shortcuts to make decisions.
- People are social: We tend to look to others for guidance on our behavior and use this as a compass for what is acceptable.
- Environmental factors: Decision-making is not always linear and consistent. We tend to change our behavior depending on the context in which we must decide.
Failure to address these factors can result in poor engagement and uptake. In this article, we will discuss how you can ensure you are considering these three factors using Christian Hunt's "HUMANS" framework from his book, "Humanizing Rules."
Hunt notes that the HUMANS framework should not be used as a manifesto, but rather as a guide to help rule makers put themselves in the shoes of the individuals the rules are designed for.
H- Helpful
Ask yourself: “How helpful will individuals perceive this change to be?”. As human beings, we are always looking for the easiest path, and for that reason, we want to understand how changes can benefit us. If you position a change as beneficial to the company, the rule you are trying to implement may fall flat.
For example, let’s say you introduce a mentorship policy to help your organization track growth and request that all employees fill out a form weekly. Not only does it add to the workload, but the employee also does not see the benefit for themselves. As a result, employees may fill out the form half-heartedly, and the data you seek is still missing.
You may have better luck collecting productive responses if you reframe the goal as a tracker that will help the employee keep track of their accomplishments for future promotions and increase reviews. This change will now feel personally beneficial, increasing the likelihood of adoption.
Take practical action by conducting a benefit analysis survey which allows you as the policymaker to gauge how employees perceive the benefits of the change. This feedback can help inform your policy and help you make any necessary adjustments before implementation. It can also inform your communication strategy and assist you in directly highlighting the personal benefits for the employee.
U - Understanding
Ask yourself: “Do people understand what is required of them, and do you as the rule maker understand why you are asking for the change?” Often, when creating policies, there's a tendency to use elevated language when what's more important is clear and easily digestible information.
The second question helps ensure that individuals know the policymakers understand what they are asking for. If individuals think that they are being asked to change their behavior just for the sake of it, they are more likely to be disengaged. Leading changes with transparency can improve adoption.
To ensure easy understanding of policies, be sure to include practical examples where possible. Additionally, you can set up feedback channels that will allow individuals to ask any questions or express concerns about the policy. By regularly reviewing and addressing these queries can foster a better understanding of the policy
A - Acceptable
Ask yourself: “How will the individual feel if you impose this change?”. This question addresses emotions that unconsciously drive our behavior. Policymakers often overlook this, assuming that individuals affected by the policy are obligated to follow the new rule, even if it feels unfair. Structuring policies and rules in a way that leaves people feeling negative can lead to disengagement.
For example, you notice a decrease in productivity during work-from-home (WFH) hours, so you implement a new policy heavily regulating WFH. Employees have grown accustomed to WFH flexibility and feel the change is unfair. This can lead to unintended consequences on culture and employee retention. During this change, employees may experience reactance, which states that individuals tend to act against advice when they feel their freedom of choice is threatened. This question helps policymakers empathize with those affected by the policy.
To help you understand the impact of the policy, you can conduct an emotional impact survey to understand how individuals are feeling about the change. You can use these results to iterate and amend policies.
N-Normal
Ask yourself: “Is this rule in this setting normal?”. Context is a major factor affecting decision-making, and as a rule-maker or policymaker, you need to understand if the change you are implementing is standard in your environment.
Continuing from the WFH example above, if the policy was created before COVID-19, it would be considered normal because the world had never experienced a shutdown. During the pandemic, employees were forced to WFH, and some companies thrived. Currently, WFH is not considered a benefit but rather a new norm. This question helps policymakers understand that context is an important factor in adoption, forcing rule-makers to be creative and find solutions that align with the new norm.
Before implementing a policy, you can conduct a contextual analysis to study industry benchmarks and wider social context to determine what is considered “normal” in the given context. It is your responsibility as a policymaker to continuously monitor shifts in societal norms or industry standards and adapt policies to remain relevant.
S-Salient
Ask yourself: “Do I need to grab the attention of individuals to drive this change, or do I need to default individuals into the behavior?”. With limited attention spans, we tend to focus on things that stand out and are relevant to us.
Factors like timing and lack of awareness can affect the adoption of a new rule. For example, if you roll out a new leave policy and only send it to employees by email, they might fail to comply due to the sheer volume of emails they receive. Uploading the new policy and adding it as a task to the staff board can improve visibility and adoption.
To ensure that your policy is salient, go beyond traditional email communication and use a combination of meetings, notice boards, training sessions, and digital platforms to highlight policy changes. Additionally, you can bring attention to the policy by celebrating compliance making individuals feel recognized and appreciated.
Conclusion
In conclusion, crafting effective policies that are adopted and endorsed requires a nuanced understanding of human behavior and the factors that influence it. The HUMANS framework, as explained by Christian Hunt in his book "Humanizing Rules," provides a comprehensive guide for policy makers to navigate this complex landscape. By considering the HUMANS principles—Helpful, Understanding, Manageable, Acceptable, Normal, and Salient—policy makers can ensure their rules resonate with individuals, increasing the likelihood of successful implementation.
